000			01519nam a2200217 4500
001			375127
090			_a375127
100			_a20130125u y0pory50 ba
101			_aeng
200			_aWhat is securities fraud? _bRecurso eletrónico _fSamuel W. Buell
311			_a(*).
330			_aIntroduction. I. What is fraud?. A. The question is hard and important. B. Some axes of fraud. C. Mental state and fraud. 1. Core fraud versus misrepresentation. 2. Goal versus awareness. 3. Level of awareness. 4. Criminal fault. II. What is securities fraud?. A. structure of the statutory and regulatory scheme. B. Elements, according to the federal courts. C. The Scienter mess. 1. Private Lawsuits. 2. SEC actions. 3. Criminal prosecutions. D. Insider trading. E. Securities fraud remains undefined. III. Improving the law of securities fraud. A. Costs of the status quo. B. Objectives for reform. 1. Fraud and the purposes of securities regulation. 2. The civil-criminal line. 3. Capitalizing on expressive capital. C. Reform angels. 1. Amend the statutes and rules. 2. Repair the doctrine in the courts. Conclusion.
461			_cDurham _dDecember 2011 _vV.61, nº 3 _tDuke Law Journal _x0012-7086 _pp. 511-581
606			_aFRAUDE FINANCEIRA _9101555
606			_aINFORMAÇÃO PRIVILEGIADA _9273887
606			_aSEGURANÇA DE INFORMAÇÕES _9343097
606			_aPREVENÇÃO DA CORRUPÇÃO _9323405
700			_aBUELL _bSamuel W. _9142396