01444nam a2200193   4500001000700000090001100007100004100018101000800059200006900067311001000136330082600146461008000972606002201052606003201074606003501106606003501141700002101176995005301197375127  a375127  a20130125u           y0pory50      ba  aeng  aWhat is securities fraud?bRecurso eletrónicofSamuel W. Buell  a(*).   aIntroduction. I. What is fraud?. A. The question is hard and important. B. Some axes of fraud. C. Mental state and fraud. 1. Core fraud versus misrepresentation. 2. Goal versus awareness. 3. Level of awareness. 4. Criminal fault. II. What is securities fraud?. A. structure of the statutory and regulatory scheme. B. Elements, according to the federal courts. C. The Scienter mess. 1. Private Lawsuits. 2. SEC actions. 3. Criminal prosecutions. D. Insider trading. E. Securities fraud remains undefined. III. Improving the law of securities fraud. A. Costs of the status quo. B. Objectives for reform. 1. Fraud and the purposes of securities regulation. 2. The civil-criminal line. 3. Capitalizing on expressive capital. C. Reform angels. 1. Amend the statutes and rules. 2. Repair the doctrine in the courts. Conclusion.  cDurhamdDecember 2011vV.61, nº 3tDuke Law Journalx0012-7086pp. 511-581  aFRAUDE FINANCEIRA  aINFORMAÇÃO PRIVILEGIADA  aSEGURANÇA DE INFORMAÇÕES  aPREVENÇÃO DA CORRUPÇÃO  aBUELLbSamuel W.  1052022-06-069402908aPJcPJn2022-06-06o0rAP